Regulatory Compliance and Continuous Disclosure Obligations

  • creating custom regulatory filing calendar
  • drafting and dissemination of news releases and liaising with IIROC as required
  • preparing material change reports
  • preparing and filing of TSXV forms as required and TSX SecureFile monthly filing
  • annual / interim filings – preparing CEO / CFO certifications and filing financial statements and MD&A
  • drafting shareholder meeting materials including Notice of Meeting, Proxy and Management Information Circular and coordinating printing and mailing of documents to security holders
  • coordinating annual and special meetings including: setting meeting and record dates, booking venue, organizing catering, drafting Chairman’s script and attending meetings including review of Scrutineer proxy tabulation, preparing
  • security holder minutes and preparing and filing report of voting results
  • drafting of Annual Information Form and reviewing National Instrument 43-101 and 51-101 technical reports
  • compliance review of website and marketing materials
  • SEDAR, EDGAR and SEDI – initial setup and filings on behalf of issuers and insiders
  • organizing and filing of Government filings as required